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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-07
FL RA APPROVED 2019-08-08
  • TX RA
    APPROVED_RES
    Since 2026-08-07
  • FL RA
    APPROVED
    Since 2019-08-08

Branch Locations

2660 East Commercial Blvd, Fort Lauderdale, FL 33308 • United States

Cooper City, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Space Coast Credit Union Miramar FL 09/2014 11/2016
Lpl Miramar FL 12/2015 11/2016
First Command Advisory Services Fort Worth TX 11/2016 11/2016
First Command Advisory Services Fort Worth TX 12/2016 10/2017
First Command Financial Planning , Inc Fort Worth TX 12/2016 10/2017
First Command Insurance Services Inc. Fort Worth TX 12/2016 10/2017
Ameriprise Financial Advisors Inc. Ft Lauderdale FL 10/2017 10/2018
Tradestation Securities, Inc. Plantaion FL 10/2018 06/2019
Regions Bank Cooper City FL 07/2019 Present
Cetera Investment Advisers Llc Cooper City FL 07/2019 Present
Cetera Investment Services Llc St. Cloud MN 07/2019 Present
  • 09/2014 → 11/2016
    Space Coast Credit Union
    Miramar, FL
  • 12/2015 → 11/2016
    Lpl
    Miramar, FL
  • 11/2016 → 11/2016
    Fort Worth, TX
  • 12/2016 → 10/2017
    Fort Worth, TX
  • 12/2016 → 10/2017
    First Command Financial Planning , Inc
    Fort Worth, TX
  • 12/2016 → 10/2017
    First Command Insurance Services Inc.
    Fort Worth, TX
  • 10/2017 → 10/2018
    Ameriprise Financial Advisors Inc.
    Ft Lauderdale, FL
  • 10/2018 → 06/2019
    Tradestation Securities, Inc.
    Plantaion, FL
  • 07/2019 → Present
    Regions Bank
    Cooper City, FL
  • 07/2019 → Present
    Cooper City, FL
  • 07/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-06
  • S66 Uniform Combined State Law Examination
    2016-04-06

View on SEC IAPD

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