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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2021-02-17 |
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
50 Front Street, Binghamton, NY 13905 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Johnson City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnson City | NY | 11/2016 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Binghamton | NY | 01/2021 | Present |
| Morgan Stanley Smith Barney Llc | Venice | FL | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2021 | Present |
*424723 - Write music and perform as a mucsician; Investment related -Yes; Endwell, New York; Recreation; Practice and perform piano (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 10; *424101 - Trust; Investment related Yes; Endwell, NY; Jan 2021; During business hours: 0; After business hours: 2. *424720 - Trust; Investment related Yes; Endwell, NY; Jan 2021; During business hours: 0; After business hours: 2. *424719 - Trust; Investment related Yes; Endwell, NY; Jan 2021; During business hours: 0; After business hours: 2.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-24 |
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