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William Hoyt Rogers

Capital Investment Advisory Services, LLC

Raleigh, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-21
  • NC RA
    APPROVED
    Since 2022-06-21

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 05/2021
Capital Investment Group, Inc Raleigh NC 06/2022 Present
Unemployed Raleigh NC 05/2021 06/2022
Capital Investment Advisory Services, Llc Raleigh NC 06/2022 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; RALEIGH, NC; START DATE 1/2020; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-12-04
  • S63 Uniform Securities Agent State Law Examination
    1980-12-04
Other Names
  • Bill Rogers

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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