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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-02-02
FL RA APPROVED 2020-11-20
TX RA APPROVED 2013-10-11
IL RA APPROVED 2010-01-04
  • PR RA
    APPROVED
    Since 2026-02-02
  • FL RA
    APPROVED
    Since 2020-11-20
  • TX RA
    APPROVED
    Since 2013-10-11
  • IL RA
    APPROVED
    Since 2010-01-04

Branch Locations

2800 S River Rd Ste 390, Des Plaines, IL 60018 • United States

2800 S River Rd Ste 390, Des Plaines, IL 60018 • United States

1261 Se 3Rd Court, Deerfield Beach, FL 33441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gustin Insurance Agency Morton Grove IL 01/1980 Present
Gustin Insurance Agency Morton Grove IL 01/1980 Present
Gustin Scharff, Financial Services Morton Grove IL 01/1983 Present
Northwestern Nat. Life Ins. Co. Minneapolis MN 02/1984 Present
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors Fairfield IA 01/2010 Present
  • 01/1980 → Present
    Gustin Insurance Agency
    Morton Grove, IL
  • 01/1980 → Present
    Gustin Insurance Agency
    Morton Grove, IL
  • 01/1983 → Present
    Gustin Scharff, Financial Services
    Morton Grove, IL
  • 02/1984 → Present
    Northwestern Nat. Life Ins. Co.
    Minneapolis, MN
  • 01/2010 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2010 → Present
    Cambridge Investment Research Advisors
    Fairfield, IA
Previous Registrations
  • 1998-02-01 → 2009-12-31
    Cetera Wealth Services, Llc
    Des Plaines, IL
Other Businesses

1) GUSTIN CONSULTING GROUP INC, 2800 S RIVER RD, DES PLAINES, IL 1/1990 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/WK - 20/TRADING. 2) WEALTHPLANNERS LLC, 2800 S RIVER RD, DES PLAINES, IL 1/2001 AS CO-AUTHOR OF "WINNING FINANCIAL STRATEGIES FOR WOMEN". INV REL - 5 HR/WK - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) KOLBE (NON-INVESTMENT RELATED), 3421 N 44TH STREET, PHOENIX, AZ 85018; START DATE: 6/1/07; 3 HR/MO, 0 HR DURING SECURITIES TRADING HRS; KOLBE INDEX IS A TOOL TO ASSESS AN INDIVIDUAL'S INNATE PROBLEM SOLVING SKILLS. 5) RENTAL PROPERTY OWNER, CHICAGO, IL, 10/2018. NIR-10/YR-0/TRADING. 6) BLACK GALLEON HORSE RACING LLC, 1190 Smoketree Ave, Brighton IA 52540, 07/2023, HORSE RACING, OWNER, NIR, 10 HR/MO - 1 HR TRADING 7) RACING CATS, LLC, 2800 S RIVER RD STE 390, DES PLAINES IL 60018-6004,11/2024, OWNER, ADMIN, NIR, 5 HR/MO, 0 HR/MO TRADING 8) WEALTHPLANNERS, LLC-OWNER, 2800 S RIVER RD STE 390, DES PLAINES IL 60018-6004, 12/2024, OWNER, PARTNER, NIR, 240 HR/MO, 160 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-14
S63 Uniform Securities Agent State Law Examination 1987-07-24
  • S65 Uniform Investment Adviser Law Examination
    1997-03-14
  • S63 Uniform Securities Agent State Law Examination
    1987-07-24
Designations
Other Names
  • Gustin Denice Fern Piazza
  • Denice Fern Piazzagustin
  • Denise Fern Gustin Piazza
  • Denise Fern Gustin Paizza
  • Denice Fern Gustin Piazza
  • Denice Gustin Piazza
  • Denice Ferntgustin Plazza
  • Denice Fern Gustin
  • Denice F Gustinpiazza
  • Denny Gustin-Piazza
  • Denice F Gustin-Piazza

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