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Mark Kent Powers

Ameriprise Financial Services, LLC

Evansville, IN

Washington, IN

Mount Carmel , IL

Henderson, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-09
IL RA APPROVED 2006-06-02
KY RA APPROVED 2003-10-10
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2020-04-09
  • IL RA
    APPROVED
    Since 2006-06-02
  • KY RA
    APPROVED
    Since 2003-10-10
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

7517 Eagle Crest Blvd, Evansville, IN 47715 • United States

808 W National Hwy, Washington, IN 47501 • United States

306 N Market St Ste 103, Mount Carmel , IL 62863 • United States

Henderson, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Evansville IN 01/1985 03/2020
Ameriprise Financial Services, Llc Evansville IN 03/2020 Present
Other Businesses

Business Ownership; Hayes Powers & Associates LLC; ; Legal entity to manage our Ameriprise Business; 7517 Eagle Crest BLVD Evansville, Indiana 47715, ,; Not Investment-Related; 01/15/2015; 20 to 39 hours per month; 0 during trading hours / Hayes and Powers Holdings LLC; part ownerresponsibilities...be myself; to hold the office building in which I conduct my Ameriprise Financial Advisor business; 7517 Eagle Crest BLVDEvansville, Indiana 47715, ,; Investment-Related; 01/15/2015; 0 hours per month; 0 during trading hours / HPJ Holdings LLC; Co-owner; Real Estate; 7517 eagle crest blvd, , evansville, IN, 47715; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Green Valley Baptist Association Foundation; Foundation Board Member; 2470 South Green StreetHenderson,KY 42420, ,; ; ; 1 to 9 hours per month; / Board of Directiors of Southwest Healthcare; board member; 415 mulberry, , evansville, IN, 47713; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Southwestern Foundation,inc. (non profit); board member; 415 Mulberry StEvansville, IN 47713, ,; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-08-25
  • S63 Uniform Securities Agent State Law Examination
    1980-08-25
Designations

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KCPAG FINANCIAL ADVISORS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MML INVESTORS SERVICES, LLC
KOVACK ADVISORS, INC.
EDWARD JONES
OSAIC WEALTH, INC.

Other Investors

BRANDON LEE HAYES
HEMA VYAS
KAREN MARIE LIVELY
BENJAMIN L FRANZ
Elizabeth Ann Alles
JAY DAN JACOBS
Joshua Rude
RYAN ALLEN HAYES

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN
OSAIC WEALTH, INC. · EVANSVILLE, IN

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