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Stephen Keith Wood

Osaic Wealth, Inc.

Amarillo, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-03-17
TX RA APPROVED 1989-11-19
  • GA RA
    APPROVED
    Since 2021-03-17
  • TX RA
    APPROVED
    Since 1989-11-19

Branch Locations

4711 Bell St, Amarillo, TX 79109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Amarillo TX 11/1989 Present
Wood Financial Amarillo TX 09/2005 Present
  • 11/1989 → Present
    Amarillo, TX
  • 09/2005 → Present
    Wood Financial
    Amarillo, TX
Other Businesses

1. ROYAL ALLIANCE,ONE WORLD FINANCIAL CENTER, INVESTMENT ADVISOR,START DATE :01-JAN-1990, HOURS :6, SECURITY HOURS: 0.25; UNDER ROYAL RIA AS INVESTMENT ADVISOR BUSINESS 2. WOOD FINANCIAL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1979 ADDRESS: 4711 S.Bell, amarillo TX 79109, United States DESCRIPTION: WRITE GENERAL FIXED INSURANCE ANNUITIES AND LIFE INSURANCE 3. STEVE JOSH JAKE WOOD GENERAL PARTNERSHIP POSITION: partner NATURE: this partnership is between steve wood, josh wood and jake wood and is solely in place to pay for the buildings we own. We bought two buildings at the same time. One is used for our office and the other was a vacant coffee shop. We have since leased this to a coffee shop and this partnership allows each of us to contribute to pay our mortage and receive the lease payments from the coffee shop INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 4711 Bell, Amarillo TX 79109, United States DESCRIPTION: i am one of the partners and simply contribute to the partnership monthly

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-03-02
  • S63 Uniform Securities Agent State Law Examination
    1985-03-02
Other Names
  • Stevew Wood
  • Steve Wood

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