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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-03-17 |
| TX | RA | APPROVED | 1989-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Amarillo | TX | 11/1989 | Present |
| Wood Financial | Amarillo | TX | 09/2005 | Present |
1. ROYAL ALLIANCE,ONE WORLD FINANCIAL CENTER, INVESTMENT ADVISOR,START DATE :01-JAN-1990, HOURS :6, SECURITY HOURS: 0.25; UNDER ROYAL RIA AS INVESTMENT ADVISOR BUSINESS 2. WOOD FINANCIAL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1979 ADDRESS: 4711 S.Bell, amarillo TX 79109, United States DESCRIPTION: WRITE GENERAL FIXED INSURANCE ANNUITIES AND LIFE INSURANCE 3. STEVE JOSH JAKE WOOD GENERAL PARTNERSHIP POSITION: partner NATURE: this partnership is between steve wood, josh wood and jake wood and is solely in place to pay for the buildings we own. We bought two buildings at the same time. One is used for our office and the other was a vacant coffee shop. We have since leased this to a coffee shop and this partnership allows each of us to contribute to pay our mortage and receive the lease payments from the coffee shop INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 4711 Bell, Amarillo TX 79109, United States DESCRIPTION: i am one of the partners and simply contribute to the partnership monthly
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-03-02 |
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