Arthur Lee Smith

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2021
  Lpl Financial, Llc
  Shreveport, LA
• 06/2016 → Present
  Level Four Advisory Services
  Shreveport, LA
• 06/2021 → Present
  Harbor Financial Services, Llc
  Mobile, AL

Previous Registrations

• 2010-09-30 → 2016-07-01
  First Allied Advisory Services, Inc.
  Shreveport, LA
• 2005-01-03 → 2010-10-07
  Greenbook Investment Management, Inc.
  Bossier City, LA
• 2003-04-08 → 2004-12-17
  Xelan Financial Planning, Inc.
  Bossier City, LA

Other Businesses

1. 06/22/2016 - LEVEL FOUR WEALTH MANAGEMENT - 100%/ PLANO, TX 2. 06/22/2016 - ALS, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ SHREVEPORT, LA 3. 06/22/2016 - NT HOLDINGS LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ SHREVEPORT, LA 4. 06/22/2016 - LEVEL FOUR INSURANCE SERVICES, LLC/ NON-VARIABLE INSURANCE/ 25%/ PLANO, TX 5. 06/24/2016 - Level Four Advisory Services LLC/ Registered Investment Advisor / INV REL/ 6425 YOUREE DRIVE, SHREVEPORT LA 71105 / 160 Hr/Mo; 8 During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-04-13

Designations

• Chartered Financial Consultant

Other Names

• Arthur L Smith