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Arthur Lee Smith

Level Four Advisory Services

Shreveport, LA

Dallas, TX

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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-07-01
  • LA RA
    APPROVED
    Since 2016-07-01

Branch Locations

6425 Youree Drive Suite 260, Shreveport, LA 71105 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Shreveport LA 06/2016 06/2021
Level Four Advisory Services Shreveport LA 06/2016 Present
Harbor Financial Services, Llc Mobile AL 06/2021 Present
  • 06/2016 → 06/2021
    Lpl Financial, Llc
    Shreveport, LA
  • 06/2016 → Present
    Level Four Advisory Services
    Shreveport, LA
  • 06/2021 → Present
    Harbor Financial Services, Llc
    Mobile, AL
Previous Registrations
  • 2010-09-30 → 2016-07-01
    First Allied Advisory Services, Inc.
    Shreveport, LA
  • 2005-01-03 → 2010-10-07
    Greenbook Investment Management, Inc.
    Bossier City, LA
  • 2003-04-08 → 2004-12-17
    Xelan Financial Planning, Inc.
    Bossier City, LA
Other Businesses

1. 06/22/2016 - LEVEL FOUR WEALTH MANAGEMENT - 100%/ PLANO, TX 2. 06/22/2016 - ALS, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ SHREVEPORT, LA 3. 06/22/2016 - NT HOLDINGS LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ SHREVEPORT, LA 4. 06/22/2016 - LEVEL FOUR INSURANCE SERVICES, LLC/ NON-VARIABLE INSURANCE/ 25%/ PLANO, TX 5. 06/24/2016 - Level Four Advisory Services LLC/ Registered Investment Advisor / INV REL/ 6425 YOUREE DRIVE, SHREVEPORT LA 71105 / 160 Hr/Mo; 8 During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-04-13
  • S63 Uniform Securities Agent State Law Examination
    2007-04-13
Designations
Other Names
  • Arthur L Smith

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CYPRESS FUND MANAGEMENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ADKINS SEALE CAPITAL MANAGEMENT LLC
HMV WEALTH ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
MORGAN STANLEY

Other Investors

KENNETH WRIGHT ALLEN
Ted Bortei-Doku
TOMMY RAY COCKRELL
NORMAN LEE DUHON
CHARLES HOWARD CLAWSON
CRYSTAL CHELETTE WOOLDRIDGE
Ryan L Yarbrough
Thomas Peyton Cockrell

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

More in Shreveport, LA

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