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Jennifer Leigh Simes

Carl P. Sherr & Co., LLC

Worcester, MA

CRD 3155428

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Employer firm

Carl P. Sherr & Co., LLC CRD 3394

$505M regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Carl P. Sherr & Co., Llc

446 Main Street, Worcester, MA 01608 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-23
MA RA APPROVED 2007-03-12
  • TX RA
    APPROVED
    Since 2023-02-23
  • MA RA
    APPROVED
    Since 2007-03-12

Branch Locations

446 Main Street, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carl P Sherr & Co., Llc Worcester MA 02/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-25
  • S66 Uniform Combined State Law Examination
    2007-06-25
Designations
  • Certified Financial Planner
Other Names
  • Jennifer Leigh Berggren
  • Jennifer Leigh Berggren

View on SEC IAPD

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Nearby Investors

MONIQUE MARIE D'AUTEUIL
JENNIFER AITES GUADIZ
PETER BRUCE LURIER

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA

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