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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States
Westhampton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mitchel Field | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | Present |
Real Estate License; Yes. Outside Employment; keyes company; broker, inactive - I currently have an inactive license but retain a license with continuing education every 2 years; ; 13905 NW 67 Ave, , Miami Lakes, FL, 33014; Investment-Related; 03/01/1978; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-14 |
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