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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-07 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
26 Court Street, Cortland, NY 13045 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finra | New York | NY | 06/1998 | 07/2025 |
| Cadaret, Grant & Co., Inc. | Cortland | NY | 07/2003 | 07/2025 |
| Wall Street On Court Street | Cortland | NY | 12/1996 | Present |
| United Financial Services | Liverpool | NY | 02/2013 | 07/2025 |
| Cadaret, Grant & Co., Inc. | Bradenton | FL | 06/2018 | 07/2025 |
| Lpl Financial Llc | Bradenton | FL | 07/2025 | Present |
1- 07/2025 - Wall St On Court St - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/05/1980 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-23 |
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