James Gerard Mestl

Current Employers

Employment History

• 07/2005 → Present
  Citigroup Global Markets Inc.
  New York, NY
• 06/2009 → Present
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2003-01-17 → 2005-08-31
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 1984-08-13 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

1) RENTAL REAL ESTATE PROPERTY IN LLC. IS THIS OBI INVESTMENT RELATED? YES. BRONXVILLE NY. SOLE OWNER. DO YOU OWN ANY SHARES IN THE BUSINESS? YES 100 %. 1/2 HOUR @ MONTH. 0 DURING SECURITIES TRADING HOURS. DUTIES: RECEIVE MONTHLY NET INCOME CHECK FROM MANAGEMENT COMPANY IN LINCOLN NEBRASKA AND DEPOSIT** 2) ALPINE DRIVE CAPITAL LLC; BRONXVILLE, NY; FORMED TO INVEST IN ALTERNATIVE INVESTMENTS; PARTNERSHIP 1 HOUR DURING BUSINESS; 0 AFTER BUSINESS; 12/2013 3) Blackhawk Development; Investment related;Lincoln Nebraska; Real estate investments-4 rental properties; Owner; 01/1984; During business hours: 0; After business hours: 0 *664155-  QMV LLC; Investment related-Yes; Lincoln , Nebraska; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 01/2001; During business hours: 0; After business hours: 0; limited partner. *667418 - Siwanoy Capital LLC; Investment related: Yes; Naples, New York; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2012; During business hours: 0; After business hours: 5; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-13
• S63 Uniform Securities Agent State Law Examination
  1982-07-13

Other Names

• James Gerard Mestl
• Jim Mestl
• Jim Mestl
• Jim Gerard Mestl