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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-19
TX RA APPROVED 2009-02-20
  • NY RA
    APPROVED
    Since 2021-11-19
  • TX RA
    APPROVED
    Since 2009-02-20

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

New York, NY • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2009 Present
Previous Registrations
Other Businesses

Hillsdale House; I have a weekend home that I rent out for a month from time to time.; I am the 100% owner of my home. I take care of my home; Hillsdale, New York; Start date: 8/1/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-14
S63 Uniform Securities Agent State Law Examination 1981-10-29
  • S65 Uniform Investment Adviser Law Examination
    1994-09-14
  • S63 Uniform Securities Agent State Law Examination
    1981-10-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

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