Best Investors Account Sign in

Anthony R Cucinotta

Park Avenue Securities LLC

New York, NY

Sussex, NJ

CRD 713326

Claim This Profile
Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-12
NY RA APPROVED 2021-04-16
NC RA APPROVED 2018-01-31
PA RA APPROVED 2011-04-08
DE RA APPROVED 2009-01-21
NJ RA APPROVED 2003-02-25
  • MA RA
    APPROVED
    Since 2022-05-12
  • NY RA
    APPROVED
    Since 2021-04-16
  • NC RA
    APPROVED
    Since 2018-01-31
  • PA RA
    APPROVED
    Since 2011-04-08
  • DE RA
    APPROVED
    Since 2009-01-21
  • NJ RA
    APPROVED
    Since 2003-02-25

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Sussex, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co Of America Newton NJ 01/2015 09/2023
Park Avenue Securities Llc Newton NJ 01/2015 09/2023
Guardian Life Ins Co Of America New York NY 09/2023 Present
Park Avenue Securities Llc New York NY 09/2023 Present
Guardian Life Insurance Companyagent Sussex NJ 06/2024 Present
Park Avenue Securities Sussex NJ 06/2024 Present
  • 01/2015 → 09/2023
    Guardian Life Ins Co Of America
    Newton, NJ
  • 01/2015 → 09/2023
    Newton, NJ
  • 09/2023 → Present
    Guardian Life Ins Co Of America
    New York, NY
  • 09/2023 → Present
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Companyagent
    Sussex, NJ
  • 06/2024 → Present
    Park Avenue Securities
    Sussex, NJ
Other Businesses

1.Windham Financial Services- independent contractor, Nature of Business: Insurance sales, Start date: 02/01/1980, Address: 15 Boulder Hills Blvd Wantage, NJ 07461, Duties: Insurance other than Guardian 40 total hours per month; 12 during securities trading hours, Investment related, 2) Auris Payroll Solutions-1099 employee, Nature of Business: Payroll solutions, Start date: 07/01/2026, Address: 15 Boulder Hills Blvd Wantage, Nj 07461, Duties: Sales of payroll services, 2 total hours per month; 2 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1993-03-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1993-03-22
Other Names
  • Tony Cucinotta
  • Anthony Raymond Cucinotta

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor