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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-12 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2018-01-31 |
| PA | RA | APPROVED | 2011-04-08 |
| DE | RA | APPROVED | 2009-01-21 |
| NJ | RA | APPROVED | 2003-02-25 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Sussex, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Newton | NJ | 01/2015 | 09/2023 |
| Park Avenue Securities Llc | Newton | NJ | 01/2015 | 09/2023 |
| Guardian Life Ins Co Of America | New York | NY | 09/2023 | Present |
| Park Avenue Securities Llc | New York | NY | 09/2023 | Present |
| Guardian Life Insurance Companyagent | Sussex | NJ | 06/2024 | Present |
| Park Avenue Securities | Sussex | NJ | 06/2024 | Present |
1.Windham Financial Services- independent contractor, Nature of Business: Insurance sales, Start date: 02/01/1980, Address: 15 Boulder Hills Blvd Wantage, NJ 07461, Duties: Insurance other than Guardian 40 total hours per month; 12 during securities trading hours, Investment related, 2) Auris Payroll Solutions-1099 employee, Nature of Business: Payroll solutions, Start date: 07/01/2026, Address: 15 Boulder Hills Blvd Wantage, Nj 07461, Duties: Sales of payroll services, 2 total hours per month; 2 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-22 |
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