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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingwood | TX | 08/2006 | Present |
| Bank Of America, N.A. | Kingwood | TX | 11/2009 | Present |
I*5197 Entity Type: Rental property Name of outside business organization: J. & J. T. Address of business: Astoria, New York, 11106 Position: Co-owner with other family members Start date of relationship: 9/27/2017 Number of hours devoted: 2 hrs Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members/rental property I*: 2642299 Entity Type: For Profit Name of OBA: Pantera Switch Repair Address: Porter, TX 77365 Investment Related: No Position, Title, Association: owner Employee Start Date: 08/01/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: I have the mechanical ability, knowledge, tools and spare parts to perform the repair of the switch. I receive the broken switch in the mail, perform the repair and mail the item back to the owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-27 |
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