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Current Employers
Matauro, Llc

1325 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-07
NY RA APPROVED 2024-09-27
  • TX RA
    APPROVED_RES
    Since 2026-05-07
  • NY RA
    APPROVED
    Since 2024-09-27

Branch Locations

1325 Avenue Of The Americas, New York, NY 10019 • United States

Hartsdale, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 08/2013 06/2020
Equitable Advisors, Llc New York NY 08/2013 09/2024
Matauro Llc New York NY 09/2024 Present
Purshe Kaplan Sterling Investments Albany NY 09/2024 12/2024
Simplicity Investments, Inc. Littleton CO 02/2025 Present
  • 08/2013 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 08/2013 → 09/2024
    New York, NY
  • 09/2024 → Present
    New York, NY
  • 09/2024 → 12/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2025 → Present
    Simplicity Investments, Inc.
    Littleton, CO
Previous Registrations
Other Businesses

1.) MATAURO LLC - 9/27/24 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019 - Financial Planner, Providing financial advice, planning services, wealth mgmt & investment advice to clients, Invt Rel, Financial Planning Business, 160 hrs/mo; 130 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2010-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2010-06-15
Designations
Other Names
  • Ben P Manley

View on SEC IAPD

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