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405 Lexington Ave Suite 37A, New York, NY 10174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-20 |
| TX | RA | APPROVED_RES | 2017-01-19 |
Branch Locations
405 Lexington Ave Suite 37A, New York, NY 10174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northstar Group | New York | NY | 04/1986 | Present |
| Osaic Wealth, Inc. | New York | NY | 11/1989 | Present |
1. THE NORTHSTAR GROUP POSITION: Vice-President NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 100 START DATE: 04/01/1986 ADDRESS: 405 Lexington Avenue, Suite 37A, NEW YORK NY 10174, United States DESCRIPTION: review accounts, read relevant documents, place trades, speak and meet with clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1980-09-26 |
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