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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-01-08
  • AR RA
    APPROVED
    Since 2024-01-08

Branch Locations

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

300 W. Jefferson, Jonesboro, AR 72401 • United States

1609 West Main St, Russellville, AR 72801-2551 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Bernard Financial Services, Inc. Russellville AR 11/2012 Present
Previous Registrations
Other Businesses

KIWANIS CLUB OF JONESBORO - NOT INVESTMENT RELATED - JONESBORO, AR - CIVIC CLUB - BOARD OF DIRECTORS - 07/20/1972 - CIVIC CLUB - NO COMPENSATION - HRS DRNG BSNSS HRS - 4 HRS A MNTH DRNG NON BSNSS HRS - NO CONFLICTS OF INTEREST. DBA: BANKS AND BROWN THE NAME I OPERATE MY SECURITIES BUSINESS. I ALSO HAVE AN INSURANCE LICENSE AND SELL INSURANCE PRODUCTS UNDER THIS DBA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
S63 Uniform Securities Agent State Law Examination 1980-07-31
  • S66 Uniform Combined State Law Examination
    2006-01-12
  • S63 Uniform Securities Agent State Law Examination
    1980-07-31

View on SEC IAPD

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