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Jonathan Simmons

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colorado Springs, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
CO RA APPROVED 2024-09-11
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • CO RA
    APPROVED
    Since 2024-09-11

Branch Locations

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Colorado Springs CO 11/2021 08/2024
State Of Colorado Department Of Corrections Canon City CO 08/2019 11/2021
Usaa Colorado Springs CO 01/2019 08/2019
T-Mobile Colorado Springs CO 01/2014 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 08/2024 Present
Bank Of America, N.A. Colorado Springs CO 09/2024 Present
  • 11/2021 → 08/2024
    T. Rowe Price
    Colorado Springs, CO
  • 08/2019 → 11/2021
    State Of Colorado Department Of Corrections
    Canon City, CO
  • 01/2019 → 08/2019
    Usaa
    Colorado Springs, CO
  • 01/2014 → 01/2019
    T-Mobile
    Colorado Springs, CO
  • 08/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Colorado Springs, CO
  • 09/2024 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
S63 Uniform Securities Agent State Law Examination 2007-02-09
  • S66 Uniform Combined State Law Examination
    2023-08-25
  • S63 Uniform Securities Agent State Law Examination
    2007-02-09
Other Names
  • Jonathan William Simmons
  • Jonathan William-Kerby Simmons
  • Jon Simmons

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO
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