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Inactive

Steven Gerard Mais

The Chartist

Long Beach, CA

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Current Employers
The Chartist

6621 E. Pacific Coast Hwy. #240, Long Beach, CA 90803 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-30
TX RA APPROVED_RES 2026-01-30
  • CA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-01-30

Branch Locations

6621 E. Pacific Coast Hwy. #240, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Chartist Long Beach CA 09/1992 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-10
S63 Uniform Securities Agent State Law Examination 1983-09-22
  • S65 Uniform Investment Adviser Law Examination
    1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1983-09-22

View on SEC IAPD

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