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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-02-27 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Plano | TX | 03/2008 | Present |
1850 FARM; ADDRESS: FISHER COUNTY, TEXAS; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FARMING; CAPACITY: OWNER-PASSIVE; START DATE: 11/1/2013; DUTIES: PAY BILLS, TALK TO THE FARMER, IF CROP, VIEW PROGRESS A FEW TIMES A YEAR; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-07 |
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