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1829 South Road, Wappingers Falls, NY 12590 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-14 |
| NY | RA | APPROVED | 2021-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Poughkeepsie | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | 10/2021 |
| Sage Investment Advisers Llc | Poughkeepsie | NY | 10/2021 | Present |
HUDSON HILLS FARM LLC, NOT INVESTMENT RELATED, NEWBURGH NY, 100% OWNERSHIP, START 12/31/2001, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PURCHASE AND HOLD RARE COIN COLLECTION, WILLOW TREE COIN RARITIES LLC, INV RELATED, POUGHKEEPSIE, NY, 50% OWNERSHIP, START 1/24/2018, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: ATTEND AUCTIONS & TRADE SHOWS TO PURCHASE AND SELL COINS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-04 |
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