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Tamote Chin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wappingers Falls, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2022-11-30
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2022-11-30

Branch Locations

1469 Route 9, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Rochelle NY 01/2020 Present
Juices For Life Yonkers NY 10/2019 12/2019
Linc_Technology & Services Old Harbour 07/2015 09/2019
Bank Of America, N.A. New Rochelle NY 10/2022 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Rochelle, NY
  • 10/2019 → 12/2019
    Juices For Life
    Yonkers, NY
  • 07/2015 → 09/2019
    Linc_Technology & Services
    Old Harbour
  • 10/2022 → Present
    Bank Of America, N.A.
    New Rochelle, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-26
  • S66 Uniform Combined State Law Examination
    2022-11-26
Other Names
  • Tamote Thompson
  • Tamote Rhoden

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · WAPPINGERS FALLS, NY
LPL FINANCIAL LLC · WAPPINGERS FALLS, NY
LPL FINANCIAL LLC · WAPPINGERS FALLS, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Wappingers Fl, NY
J.P. MORGAN SECURITIES LLC · WAPPINGERS FALLS, NY
KEY INVESTMENT SERVICES LLC · FISHKILL, NY
FSC WEALTH ADVISORS, LLC · FISHKILL, NY
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