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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-12
  • NY RA
    APPROVED
    Since 2026-06-12

Branch Locations

11 Marshall Rd Ste 2A, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stop And Shop Poughkeepsie NY 09/2015 04/2026
Hudson Valley Credit Union Wappinger Falls NY 05/2026 Present
Lpl Financial Wappinger Falls NY 05/2026 Present
  • 09/2015 → 04/2026
    Stop And Shop
    Poughkeepsie, NY
  • 05/2026 → Present
    Hudson Valley Credit Union
    Wappinger Falls, NY
  • 05/2026 → Present
    Lpl Financial
    Wappinger Falls, NY
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Inv Rel - At Reported Business Location Inv Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11

View on SEC IAPD

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