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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
11 Marshall Rd Ste 2A, Wappingers Falls, NY 12590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Valley Federal Credit Union | Wappingers Falls | NY | 06/2001 | Present |
| Lpl Financial Llc | Wappingers Falls | NY | 11/2012 | Present |
1)12/19/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 10/20/2003 - 0 Hours Per Month. 2) 10/5/2017 - Hudson Valley Federal Credit Union Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start 10/09/2017 - 10 Hours Per Month During Securities Trading - ffering Medicare Advantage Plans, Medicare Supplements, and Prescription Drug Plans. 3) 10/3/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hudson Valley Credit Union - DBA: Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 32 Hours Per Month/32 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-08 |
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