Lucas Peter Hadzima

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2024
  Citibank, N.A.
  New York, NY
• 12/2024 → Present
  Lpl Financial Llc
  New York, NY
• 10/2024 → Present
  Bmo Wealth Management
  New York, NY

Previous Registrations

• 2010-08-16 → 2024-10-08
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Chatham, NJ
• 2007-11-06 → 2010-08-03
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ

Other Businesses

1)12/06/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/06/2024 - BMO Harris Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2007-10-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Luke Peter Hadzima