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Adam G Shafiroff

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-14
TX RA APPROVED 2025-03-14
  • NY RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-14

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 10/2014 10/2019
Stifel Nicolaus & Co Inc New York NY 10/2019 03/2025
Wells Fargo Clearing Services, Llc New York NY 03/2025 Present
  • 10/2014 → 10/2019
    Jefferies Llc
    New York, NY
  • 10/2019 → 03/2025
    Stifel Nicolaus & Co Inc
    New York, NY
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
S63 Uniform Securities Agent State Law Examination 1981-04-21
  • S66 Uniform Combined State Law Examination
    2024-11-21
  • S63 Uniform Securities Agent State Law Examination
    1981-04-21
Other Names
  • Adam Shafiroff
  • Adam G Shafiroff
  • Shafiroff G Adam G

View on SEC IAPD

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