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Current Employers
Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-05
  • TN RA
    APPROVED
    Since 2004-01-05

Branch Locations

7 Security Drive, Jackson, TN 38305 • United States

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thoroughbred Financial Services, Llc Brentwood TN 04/2000 Present
Other Businesses

RENTAL REAL ESTATE; NOT INVESTMENT RELATED; 3486 HWY. 70 E, BOWNSVILLE, TN 38012; RENTAL PROPERTY; OWNER; 1992-PRESENT; DUTIES HANDLED BY PROPERTY MANAGER. .5 HOURS/MONTH. THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2000- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-05-20
  • S63 Uniform Securities Agent State Law Examination
    1980-05-20
Designations

View on SEC IAPD

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