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5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-01-07 |
Branch Locations
7 Security Drive, Jackson, TN 38305 • United States
5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thoroughbred Financial Services, Llc | Brentwood | TN | 04/2000 | Present |
THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 2004- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE CARL LEE TOURNAMENT FISHING; NON-INVESTMENT RELATED; 18 SUNHAVEN DRIVE, JACKSON TN 38305; BASS TOURNAMENT; OWNER; 2019-PRESENT; 40 HRS/MO, 0 DURING TRADING HOURS; CATCH BASS AND WIN TOURNAMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-09 |
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