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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-14 |
Branch Locations
3901 Barrett Drive Suite 317, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Chapel Hill | NC | 11/2014 | 06/2018 |
| Mid-Atlantic Securities, Inc. | Raleigh | NC | 07/2018 | 10/2022 |
| Level Four Financial, Llc | Dallas | TX | 10/2022 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 10/2022 | Present |
LEVEL FOUR ADVISORY SERVICES, LLC, DALLAS, TEXAS, AN SEC REGISTERED INVESTMENT ADVISOR, STARTED 10/2022, INVESTMENT ADVISORY SERVICES, APPROXIMATELY 160 HOURS PER MONTH DEVOTED TO THIS ENTITY. CO-TRUSTEE FOR R&D FAMILY LP, Co-Trustee for Diane and Robert Allman Revocable Trusts since 1996, 183 Topfield Road, PITTSBURGH, PA 15241, FAMILY LLC, CO-TRUSTEE, STARTED 6/18/1996, ZERO HOURS DURING TRADING, DUTIES TO HELP MAKE DISTRIBUTION DECISIONS. No compensation on any of these.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-25 |
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