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Philip William Winters

Alexander Capital Wealth Management LLC

Red Bank, NJ

Old Greenwich, CT

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Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-09-22
NY RA APPROVED 2021-07-11
  • CT RA
    APPROVED
    Since 2023-09-22
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Old Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2010 Present
Alexander Capital Lp Garden City NY 04/2012 Present
Alexander Capital Wealth Management Llc New York NY 04/2012 Present
Previous Registrations
  • 2010-06-28 → 2011-12-31
    Morgan Stanley
    New York, NY
  • 2009-01-21 → 2010-07-16
    Barclays Capital Inc.
    New York, NY
  • 2005-04-21 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-14
S63 Uniform Securities Agent State Law Examination 1991-04-15
  • S65 Uniform Investment Adviser Law Examination
    1992-08-14
  • S63 Uniform Securities Agent State Law Examination
    1991-04-15

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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