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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-07 |
| TX | RA | APPROVED | 2023-12-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Plano | TX | 08/2007 | 02/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 02/2017 |
| Compass Bank | Birmingham | AL | 02/2017 | 08/2021 |
| Bbva Securities Inc. | Pearland | TX | 03/2017 | 08/2021 |
| Encore Insurance/Core Benefit Services | Houston | TX | 10/2014 | 12/2023 |
| Bbva Wealth Solutions Inc. | Pearland | TX | 03/2017 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 03/2017 | 08/2021 |
| Pnc Investments | Pearland | TX | 08/2021 | 12/2023 |
| Lpl Financial Llc | Angleton | TX | 12/2023 | Present |
| Texas Dow Employee Credit Union | Angleton | TX | 12/2023 | Present |
1. 04/12/2024 - TDECU Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/7/2024 - 168 Hrs/Mo; 126 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1980-06-09 |
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