Ricky Randon Moore

Current Employers

Employment History

• 02/2009 → Present
  The Oak Financial Group
  Angleton, TX
• 12/2013 → 09/2021
  Sagepoint Financial
  Angleton, TX
• 10/2021 → Present
  Arkadios Capital
  Angleton, TX
• 10/2021 → Present
  Arkadios Wealth Advisors
  Angleton, TX

Previous Registrations

• 2015-04-08 → 2021-10-20
  Osaic Services, Inc.
  Angleton, TX
• 2013-10-01 → 2013-12-11
  Securities America Advisors, Inc.
  Angleton, TX
  Tyler, TX
• 2009-02-17 → 2013-10-28
  Commonwealth Financial Network
  Angleton, TX
  Tyler, TX
  West Columbia, TX
  Bellville, TX
• 2002-06-26 → 2009-02-23
  Lpl Financial Llc
  Galveston, TX
  Pearland, TX
  Pearland, TX

Other Businesses

1. THE OAK FINANCIAL GROUP; INVESTMENT RELATED- YES; ADDRESS: 121 E. MYRTLE, SUITE B; ANGLETON, TX 77515; DATE STARTED: 10/01/2012; POSITION: PRESIDENT; HRS/MTH: 20; DURING TRADING HOURS: 20; DESCRIPTION OF DUTIES: SALES ON FIXED AND INDEXED INSURANCE PRODUCTS 2. BRAZORIA CHURCH OF CHRIST, POSITION: minister/pastor NATURE: church, only non profit activities 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/17/2017, ADDRESS: 810 Brooks, Brazoria TX 77422, DESCRIPTION: Minister/pastor - teaching and counselling. I plan to work20-30 hours/week . Part of a committee to plan finances of the church. We meet 4 times per year. helping to assess future need of the church in regard to facilities, equipment, and literature. I have no access to any bank or financial accounts in this activity. 3. Oak Financial Properties, LLC, Not Investment related, 411 West Brazos Avenue, West Columbia TX 77486 Position: Owner Nature: Future office location for The Oak Financial Group, Number of Hours: 0 Start Date: 10/1/2021, Description: Office building purchased to update and eventually use for The Oak Financial Group to use as their primary office location.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-31