Shelby Dean Moore

Current Employers

Employment History

• 02/2009 → Present
  The Oak Financial Group
  Angleton, TX
• 11/2013 → 09/2021
  Sagepoint Financial
  Angleton, TX
• 10/2021 → Present
  Arkadios Capital
  Atlanta, GA
• 10/2021 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2014-03-26 → 2021-10-18
  Osaic Services, Inc.
  Angleton, TX

Other Businesses

1) SHELBY MOORE; Position: Owner, Nature: SOLE PROPRIETORSHOP INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 3 START DATE: 05/19/2004; ADDRESS: 121 E. MYRTLE ST., STE. B, ANGLETON TX 77515; DESCRIPTION: FIXED INSURANCE SALES 2) Wild Rose Ranch, LLC; POSITION: Owner NATURE: Agriculture, Horse stable INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020; ADDRESS: 24210 FM 2004, Angleton TX 77515, United States; DESCRIPTION: I own the property/facilities. My daughter runs the business. I help her cover any expenses over her earnings. In time she will own the business. 3) Oak Financial Properties, LLC; Position: Owner Nature: Future office location for The Oak Financial Group Investment Related: No Number of Hours: 0 Start Date: 10/1/2021; Address: 411 West Brazos Avenue, West Columbia TX 77486; Description: Office building purchased to update and eventually use for The Oak Financial Group to use as their primary office location. 4) Oak Financial Properties; Is Not Investment Related, 121 E. Myrtle St., Ste. B, Angleton, TX, 77515, United States; Rental/Lease,Owner,2023-07-01, 4 hours per month, 0 hours per month during trading hours; Other Compensation; I and a business partner are purchasing a building in West Columbia, Tx. at 411 West Brazos Avenue. We are entering into a 10 year lease agreement with Sweeny Community Hospital for them to lease the building as a medical and physical therapy clinic. I will be paid a flat rate monthly fee, and Sweeny Community Hospital will be covering the utilities monthly, as well as the property taxes and property insurance annually. This activity is not securities related, and my involvement will not occupy any of my securities related business time. Our property management time should be minimal, and an after-hours based activity. 5) Pancit Group, LLC,Is Not Investment Related, 2240 County Road 772, , Damon, TX, 77430, United States, Rental - Storage/RV, Owner/Shareholder - 36%,12/16/2024, 0 hours per month, 0 hours per month during trading hours, Other Compensation, LLC designed to hold a rental property with RV rental slips and storage units. 6) STM Wealth Management, Is Not Investment Related, 121 E. Myrtle St., Ste. b, Angleton, TX, 77515, Pass Through S Corp,President,8/1/2025,0 hours per month,0 hours per month during trading hours, Salary Compensation, S Corp set up as pass through for tax efficiency.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-20
• S63 Uniform Securities Agent State Law Examination
  2004-04-08