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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Oak Financial Group | Angleton | TX | 02/2009 | Present |
| Sagepoint Financial | Angleton | TX | 11/2013 | 09/2021 |
| Arkadios Capital | Atlanta | GA | 10/2021 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 10/2021 | Present |
1. Fixed insurance business, Not Investment related, 121 E. Myrtle St Ste B Angleton TX, Owner, Nature: Sole proprietorship, 4 hrs/month, 3hrs/month during trading hrs, Started 05/19/2004. 2. Oak Financial Properties, LLC, Not investment related, 411 West Brazos Avenue, West Columbia TX 77486, Position: Owner, Future office location for The Oak Financial Group, 0 hrs/month, started 10/1/2021, Description: Office building purchased to update and eventually use for The Oak Financial Group. 3. Cosmo Creations, LLC, Not Investment related, 89 Rosewood ST, Lake Jackson TX, Managing member, Nature: LLC, 5hrs/month, 0hrs during trading hrs. started: 07/22/2014, make executive decisions & provide initial funding. 4. House Rental, Not investment related, Lake Jackson TX, Owner: House rental, 1hr/month, 0hrs/month during trading hrs, started: 06/01/2014, Collect rents/arrange repairs/approve renters with agent. 5. Brazoria County Community Foundation, Is Not Investment Related, 104 West Myrtle #204, Angleton, TX, 77515, United States, Charitable organization, Board member/Finance committee chair, 7/1/2017, 2 hours per month, 0 hours per month during trading hours, No Compensation Compensation, EXECUTIVE COMMITTEE; (a)Composition and Appointment. The Executive Committee shall consist of not less than seven (7) nor more than ten (10) members, including the Chairperson of the Board of Directors, the President, the Vice President of Development, the Vice President of Finance, the Vice President of Disbursements, the Secretary and the Treasurer of the Corporation, together with additional members who will be appointed by the Board of Directors of the Community Foundation of Brazoria County, Texas. The President of the Corporation shall serve as Chairperson of the Executive Committee. (b)Authority and Functions. When the Board is not in session, the Executive Committee shall have and exercise all of the authority of the Board in the management of the Corporation, except as such authority is limited by statute or by resolution creating or otherwise controlling the Executive Committee. 6. Pulliam Creek Wealth Management, LLC,Is Investment Related, 121 E. Myrtle St. Ste B., Angleton, TX, 77515-4720, United States, Wealth Management, Member, 7/22/2025, 40 hrs/month, 40 hrs/month during trading hrs, entity was established on the recommendation of my CPA for tax purposes. The nature and scope of my prior duties does not change with the creation of this entity and hours worked at this OBA are redundantly stated to hours worked at my primary duties associated with The Oak Financial Group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-18 |
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