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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-28
MO RA APPROVED 1997-11-19
  • TX RA
    APPROVED_RES
    Since 2016-11-28
  • MO RA
    APPROVED
    Since 1997-11-19

Branch Locations

2785 Tucker Road, Poplar Bluff, MO 63901 • United States

3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 02/1996 Present
Cetera Financial Specialists Llc Schaumburg IL 02/1996 Present
Msmf Wealth Management St. Louis MO 04/1995 Present
Mengel Farms Eureka MO 01/2010 02/2023
Life Bridge Insurance Solutions St. Louis MO 11/2017 Present
Ct Management, Llc St Louis MO 11/2024 Present
Ct General Partner, Inc St Louis MO 11/2024 Present
  • 02/1996 → Present
    Schaumburg, IL
  • 02/1996 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/1995 → Present
    Msmf Wealth Management
    St. Louis, MO
  • 01/2010 → 02/2023
    Mengel Farms
    Eureka, MO
  • 11/2017 → Present
    Life Bridge Insurance Solutions
    St. Louis, MO
  • 11/2024 → Present
    Ct Management, Llc
    St Louis, MO
  • 11/2024 → Present
    Ct General Partner, Inc
    St Louis, MO
Other Businesses

1)MSMF WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE THROUGH CETERA; INV. RELATED; SAME AS REGISTERED LOCATION; PERSONAL BRAND FOR WEALTH MANAGMENT BUSINESS; PARTNER; SINCE 01/2019; 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) SONUS BY MSMF; NON-INV. RELATED; ST. LOUIS, MO; EMPLOYEE BENEFIT SALES; PARTNER; SINCE 1990; 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE 4) NAME OF OTHER BUSINESS: LIFE BRIDGE INSURANCE SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION START DATE: 11/2017; NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE 5) NAME OF OTHER BUSINESS: MESSIAH LUTHERAN CHURCH & SCHOOL ; INVESTMENT RELATED: NO ; ADDRESS: 5911 MO-94 ST. CHARLES, MO 63304 ; NATURE OF BUSINESS: BOARD; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: LAY MINISTRY WORKER ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: DEVELOP, MONITOR AND ENFORCE POLICY OF THE CHURCH ; 6) NAME OF OTHER BUSINESS: CT MANAGEMENT, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC ESTABLISHED FOR PAYROLL ONLY FOR MSMF WEALTH MANAGEMENT EMPLOYEES; 7) NAME OF OTHER BUSINESS: CT GENERAL PARTNER, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR OWNER PAYROLL AND 401(K);

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1980-05-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1980-05-15

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