Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-10
MO RA APPROVED 2020-11-30
  • TX RA
    APPROVED
    Since 2021-02-10
  • MO RA
    APPROVED
    Since 2020-11-30

Branch Locations

2102 Shelby Rd Ste 1, Poplar Bluff, MO 63901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Poplar Bluff MO 07/2020 Present
Lpl Financial Llc Poplar Bluff MO 11/2006 07/2020
Other Businesses

1. 7/31/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary - Started 7/2016 - 1 Hour Per Month During Securities Trading. 2. 7/31/2020 - No Business Name - Not Investment Related - Tax Prep/Accounting/CPA - Started 3/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 7/31/2020 - KISSINGER & KIRKMAN INVESTMENT CENTRE - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
  • S66 Uniform Combined State Law Examination
    2020-11-28
Other Names
  • Amy D. Moore
  • Amy D Moore

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Poplar Bluff, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor