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Erick Vern Kirkman

LPl Financial LLC

Poplar Bluff, MO

CRD 3104651

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-05
MO RA APPROVED 2006-11-24
  • TX RA
    APPROVED_RES
    Since 2013-04-05
  • MO RA
    APPROVED
    Since 2006-11-24

Branch Locations

2102 Shelby Rd Ste 1, Poplar Bluff, MO 63901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Poplar Bluff MO 11/2006 Present
Previous Registrations
Other Businesses

1. 10/23/2006 - Kissinger + Kirkman Investment Centre - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/24/07 - ERICK V. KIRKMAN INVESTMENTS LLC-LLC FOR LEGAL PROTECTION & TAX BENEFITS-POPLAR BLUFF, MO. 3. 03/05/2013 - OTHER-FACILITATING DAVE RAMSEY COURSE - INTERESTED IN FACILITATING THE DAVE RAMSEY COURSE, FINANCIAL PEACE UNIVERSITY FOR LOCAL CHURCH GROUPS AS A MINISTRY TO HELP FAMILIES ATTEMPT TO GAIN CONTROL OF THEIR FINANCES. - TIME SPENT 1%. 4. 10/28/2022 - Raider Commons of Poplar Bluff, LLC - Investment Related - 2102 Shelby Rd Suite 1, Poplar Bluff, MO 63901 - Real Estate Rental - Start Date:04/12/2018 - 1 Hours Per Month/0 Hours During Trading - We have bought a building for our office location and it has 4 other rental units in it.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-17
Designations
  • Certified Financial Planner
Other Names
  • Erick Vern Kirkman

View on SEC IAPD

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