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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-12-07 |
Branch Locations
2991 Oak Grove Rd Fl 2Nd, Poplar Bluff, MO 63901 • United States
Poplar Bluff, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Poplar Bluff | MO | 06/2009 | 12/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2018 |
| Ameriprise Financial Services, Inc. | Poplar Bluff | MO | 12/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Poplar Bluff | MO | 03/2020 | Present |
Business Ownership; Wildlife Legacy Land Management; Managing Agricultural and Wildlife Programs for Family Farm Owned by my fathers Trust; Consulting; 644 Maple Ridge TrailPoplar Bluff MO 63901, ,; Not Investment-Related; 05/01/1997; 1 to 9 hours per month; 0 during trading hours / Heuiser Sports Supply; Buying and selling of merchandise; Sales of sporting goods; 644 Maple Ridge Trail, ,; Not Investment-Related; 01/01/1978; 1 to 9 hours per month; 0 during trading hours / American Trailer Inc; None, Mother is sole shareholder and manages the business. She named me as president when she updated the corporate books after my Father passed away. She just made me aware of the change.; Retail and Wholesale sales and installation; 1606 Hwy B, , Poplar Bluff, MO, 63901; Not Investment-Related; 04/26/2021; 0 hours per month; 0 during trading hours. Board of Directors; Poplar Bluff Gun Club; Vice President; PO Box 3926, , Poplar Bluff, MO, 63902; Not Investment-Related; 02/15/2005; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Southern Bank; Financial Advisor - Investment Advisor; ; 4214 Hwy PP Poplar Bluff MO 63901, ,; Investment-Related; 12/07/2018; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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