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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-12-07
  • MO RA
    APPROVED
    Since 2018-12-07

Branch Locations

2991 Oak Grove Rd Fl 2Nd, Poplar Bluff, MO 63901 • United States

Poplar Bluff, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Poplar Bluff MO 06/2009 12/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2018
Ameriprise Financial Services, Inc. Poplar Bluff MO 12/2018 03/2020
Ameriprise Financial Services, Llc Poplar Bluff MO 03/2020 Present
  • 06/2009 → 12/2018
    Morgan Stanley Smith Barney
    Poplar Bluff, MO
  • 01/2015 → 12/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Poplar Bluff, MO
  • 03/2020 → Present
    Poplar Bluff, MO
Previous Registrations
Other Businesses

Business Ownership; Wildlife Legacy Land Management; Managing Agricultural and Wildlife Programs for Family Farm Owned by my fathers Trust; Consulting; 644 Maple Ridge TrailPoplar Bluff MO 63901, ,; Not Investment-Related; 05/01/1997; 1 to 9 hours per month; 0 during trading hours / Heuiser Sports Supply; Buying and selling of merchandise; Sales of sporting goods; 644 Maple Ridge Trail, ,; Not Investment-Related; 01/01/1978; 1 to 9 hours per month; 0 during trading hours / American Trailer Inc; None, Mother is sole shareholder and manages the business. She named me as president when she updated the corporate books after my Father passed away. She just made me aware of the change.; Retail and Wholesale sales and installation; 1606 Hwy B, , Poplar Bluff, MO, 63901; Not Investment-Related; 04/26/2021; 0 hours per month; 0 during trading hours. Board of Directors; Poplar Bluff Gun Club; Vice President; PO Box 3926, , Poplar Bluff, MO, 63902; Not Investment-Related; 02/15/2005; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Southern Bank; Financial Advisor - Investment Advisor; ; 4214 Hwy PP Poplar Bluff MO 63901, ,; Investment-Related; 12/07/2018; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-27
S63 Uniform Securities Agent State Law Examination 2000-06-19
  • S65 Uniform Investment Adviser Law Examination
    2000-06-27
  • S63 Uniform Securities Agent State Law Examination
    2000-06-19

View on SEC IAPD

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