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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-03-06 |
| TX | RA | APPROVED_RES | 2024-03-05 |
| MA | RA | APPROVED | 2023-09-01 |
Branch Locations
67 Millbrook St Suite 406 South, Worcester, MA 01606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica Securities, Inc. | E Douglas | MA | 01/1991 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | Worchester | MA | 09/2023 | Present |
1. RON SCOTT, YES, 116 MANCHAUG ROAD, SUTTON, MA 01590, OWNER, MAY 1980, 1 HR/MO, NONE DT, SELL INSURANCE. 2. SCOTT ADVISORY GROUP, INVESTMENT RELATED, DBA USED TO MARKET AND SERVICE 401(K) PLANS AND OTHER RETIREMENT SERVICES, PARTNERSHIP, 110 MAIN STREET MILLBURY, MA 01527, PARTNER, 8/10/2011, 40 HRS/MO, 30 DURING TRADING HRS, I WILL BE WORKING WITH OUR TEAM (TWO OTHER REGISTERED REPS WITH SAGEPOINT) TO MARKET AND SERVICE 401(K) PLANS AND OTHER RETIREMENT SERVICES. 3. SCOTT ADVISORY GROUP POSITION: Consultant NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 10/23/2019 ADDRESS: 67 Millbrook St, Suite 406, Worcester MA 01606, United States DESCRIPTION: I act as a consultant to the other 2 partners; Samantha Scott and Jessica Scott. I am not actively involved in new retail sales or marketing of securities or insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1980-04-18 |
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