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Ronald Carl Scott

Osaic Wealth, Inc.

Worcester, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-03-06
TX RA APPROVED_RES 2024-03-05
MA RA APPROVED 2023-09-01
  • NH RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED_RES
    Since 2024-03-05
  • MA RA
    APPROVED
    Since 2023-09-01

Branch Locations

67 Millbrook St Suite 406 South, Worcester, MA 01606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Securities, Inc. E Douglas MA 01/1991 Present
Sagepoint Financial, Inc. Phoenix AZ 01/2009 Present
Osaic Wealth, Inc. Worchester MA 09/2023 Present
  • 01/1991 → Present
    Sunamerica Securities, Inc.
    E Douglas, MA
  • 01/2009 → Present
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Worchester, MA
Previous Registrations
  • 2012-08-21 → 2023-09-01
    Osaic Services, Inc.
    Sutton, MA
    Sutton, MA
    Worchester, MA
Other Businesses

1. RON SCOTT, YES, 116 MANCHAUG ROAD, SUTTON, MA 01590, OWNER, MAY 1980, 1 HR/MO, NONE DT, SELL INSURANCE. 2. SCOTT ADVISORY GROUP, INVESTMENT RELATED, DBA USED TO MARKET AND SERVICE 401(K) PLANS AND OTHER RETIREMENT SERVICES, PARTNERSHIP, 110 MAIN STREET MILLBURY, MA 01527, PARTNER, 8/10/2011, 40 HRS/MO, 30 DURING TRADING HRS, I WILL BE WORKING WITH OUR TEAM (TWO OTHER REGISTERED REPS WITH SAGEPOINT) TO MARKET AND SERVICE 401(K) PLANS AND OTHER RETIREMENT SERVICES. 3. SCOTT ADVISORY GROUP POSITION: Consultant NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 10/23/2019 ADDRESS: 67 Millbrook St, Suite 406, Worcester MA 01606, United States DESCRIPTION: I act as a consultant to the other 2 partners; Samantha Scott and Jessica Scott. I am not actively involved in new retail sales or marketing of securities or insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-20
S63 Uniform Securities Agent State Law Examination 1980-04-18
  • S65 Uniform Investment Adviser Law Examination
    1993-10-20
  • S63 Uniform Securities Agent State Law Examination
    1980-04-18
Other Names
  • Ron Scott

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