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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-20 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
VANCOUVER AVENUE APARTMENTS LLC; INVESTMENT RELATED; PORTLAND, OR; APARTMENT BUILDING; 9% OWNERSHIP; START DATE 9/2014; 0 HRS PER MONTH; NO DUTIES. INTEGRITY CAPITAL, LLC; NOT INVESTMENT RELATED; EAGLE, ID; 40% OWNERSHIP; START DATE 04/15/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LLC FOR REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-02 |
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