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11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-06-22 |
Branch Locations
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | St Louis | MO | 02/1997 | 05/2018 |
| Vestech Securities, Inc. | St Louis | MO | 04/2020 | Present |
| Heartland Payment Systems | St. Charles | MO | 01/2018 | Present |
| Premier Casino Party | St. Charles | MO | 01/1995 | Present |
| Vestech Asset Management, Inc. | St. Louis | MO | 06/2021 | Present |
Name of the other business: Premier Casino Party Investment-related: No Address of business: 18 Freedom Way, St. Charles MO 63303 Nature of business: Casino parties for charity events. Position, title, relationship with business: 21 Dealer Start date of relationship: 01/1995 Approximate hours/month: 3 Hours during trading hours: 0 Duties: help people have a great time Name of the other business: Heartland Payment Systems Investment-related: No Address of business: 2001 Aerospace Parkway, Brool Park, OH, 44142 Nature of business: Credit card processing services Position, title, relationship with business: Referral source Start date of relationship: 01/2018 Approximate hours/month: 1 Hours during trading hours: 0 Duties: help business owners credit card processing services Name of the other business: Insurance agent Investment-related: No Address of business: 18 Freedom Way, St. Charles MO 63303 Nature of business: Insurance sales Position, title, relationship with business: Insurance agent Start date of relationship: 12/1979 Approximate hours/month: 2 Hours during trading hours: 0 Duties: Provide Life, Health Insurance, Fixed and Equity Indexed Annuities and Long Term Care coverage. Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Financial Representative Start date of your relationship: 04/2020 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: Financial representative helping clients achieve their financial goals
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-03-28 |
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