Young-ai Choi

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-02-02

NY RA
APPROVED

Since 2024-02-02

Branch Locations

299 Park Ave. 21St Floor, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
B. Riley Wealth Management	Memphis	TN	01/2015	Present
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	Present

01/2015 → Present

B. Riley Wealth Management

Memphis, TN
07/2022 → Present

B. Riley Wealth Advisors, Inc.

Memphis, TN

Previous Registrations

2007-04-25 → 2015-01-28

Dominick & Dickerman Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-20
S63	Uniform Securities Agent State Law Examination	1982-06-01

S65 Uniform Investment Adviser Law Examination

2007-12-20
S63 Uniform Securities Agent State Law Examination

1982-06-01

Other Names

Young Ai Choi
Youngai Kim Choi
Youngai Choi

View on SEC IAPD

Current Employers

B. Riley Wealth Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews