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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29

Branch Locations

345 Main Street, Rossville, TN 38066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gd & D, Llc Memphis TN 01/2013 12/2018
Voya Financial Advisors Rossville TN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → 12/2018
    Gd & D, Llc
    Memphis, TN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Rossville, TN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:GHOST RIVER CATTLE CO; No; 4215 YAGER RD; MOSCOW; TN; 38057; farm; owner-operator; 1/2/1996; 25; 0; own and operate a cattle and horse farm 2. NAME OF ENTITY: Independent insurance agent; Yes; 345 MAIN STREET; ROSSVILLE; TN; 38066; Fixed insurance sales; Independent insurance agent; 2/13/2007; 152; 152; Sales of fixed insurance products 3. NAME OF ENTITY: Fayette County Chamber of Commerce; No; 120 e. Court Square; Somerville; TN; 38068; Non-Profit Organization; member; 10/1/2020; 2; 0; Attend monthly meetings; 4. NAME OF OTHER BUSINESS: TENNESSEE CATTLESMENS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 530 BRANDIES CIRCLE, STE B, MURFEESBORO, TN 37128; NATURE OF BUSINESS: PROMOTE BEEF CATTLE IN THE STATE OF TENNESSEE; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTENDING BOARD MEETINGS AND CONVENTIONS TO PROMOTE BEEF CATTLE IN TENNESSEE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-02-22
  • S63 Uniform Securities Agent State Law Examination
    1980-02-22
Designations

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