Alec Shawn Bouton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-14
TN	RA	APPROVED	2024-11-18

TX RA
APPROVED

Since 2026-01-14
TN RA
APPROVED

Since 2024-11-18

Branch Locations

3725 Hwy 196 S Suite D, Collierville, TN 38017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Wine Rack	Memphis	TN	06/2022	Present
Southwind Liquor	Memphis	TN	06/2019	Present
Full Time Education	Memphis	TN	08/2014	05/2022
Lpl Financial Llc	Collierville	TN	08/2024	Present

06/2022 → Present

The Wine Rack

Memphis, TN
06/2019 → Present

Southwind Liquor

Memphis, TN
08/2014 → 05/2022

Full Time Education

Memphis, TN
08/2024 → Present

Lpl Financial Llc

Collierville, TN

Other Businesses

1) 02/25/2025 - Bouton Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/03/2025 - 240 Hrs/Mth - 180 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-16
S63	Uniform Securities Agent State Law Examination	2024-10-12

S65 Uniform Investment Adviser Law Examination

2024-11-16
S63 Uniform Securities Agent State Law Examination

2024-10-12

Other Names

Alec Shawn Bouton
Alec Bouton

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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