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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

345 Main Street, Rossville, TN 38066 • United States

155 North Main St Suite 102A, Collierville, TN 38017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tn Properties Inc Collierville TN 04/2004 12/2021
Mid South Subway Restaurants Llc Collierville TN 08/2006 Present
Voya Financial Advisors Collierville TN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2004 → 12/2021
    Tn Properties Inc
    Collierville, TN
  • 08/2006 → Present
    Mid South Subway Restaurants Llc
    Collierville, TN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Collierville, TN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: MIDSOUTH SUBWAY RESTAURANT LLC; NO; 384 DISTRIBUTION PKWY; COLLIERVILLE; TN; 38017; RESTAURANT; MEMBER; 8/16/2006; 100; 80; MANAGE AND OPERATE SUBWAY FRANCHISE LOCATION; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 764 LANCELOT LN; COLLIERVILLE; TN; 38017; INDEPENDENT INSURANCE AGENE; INDEPENDENT INSURANCE AGENT; 2/1/2014; 20; 10; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY: AMIN MULJI INSURANCE AGENCY; NO; 384 DISTRIBUTION PKWY; COLLIERVILLE; TN; 38017; PROPERTY & CASUALTY INSURANCE/DBA; OWNER; 2/28/2020; 25; 5; SELL AND SERVICE FIXED INSURANCE AND P&C|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-10
S63 Uniform Securities Agent State Law Examination 2014-06-26
  • S65 Uniform Investment Adviser Law Examination
    2015-03-10
  • S63 Uniform Securities Agent State Law Examination
    2014-06-26

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