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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-06-27 |
| KY | RA | APPROVED | 2023-06-27 |
| MD | RA | APPROVED | 2023-06-27 |
| MI | RA | APPROVED | 2023-06-27 |
| WI | RA | APPROVED | 2023-06-27 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
1220 Kensington Rd; Ste 200B, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Oak Brook | IL | 01/1986 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lombard | IL | 08/1979 | 07/2021 |
| Self-Employed Farmer | Perry | OK | 06/1994 | 07/2021 |
| Seagraves Financial Group, Llc | Lombard | IL | 04/2013 | 07/2021 |
| Helen Plum Library Foundation | Lombard | IL | 09/2016 | 08/2017 |
| Cms Office Management, Llc | Glen Ellyn | IL | 10/2019 | 07/2021 |
| Lpl Financial Llc | Savage | MN | 07/2021 | Present |
1. 7/13/1994/Marilyn K. Seagraves/Real Estate Rental/Investment Related/Lombard , IL/0 HRS/MO 2. 2020/CMS Office Management, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Oak Brook, IL/0 HRS/MO 3. 2006/Crump/Non-Variable Insurance/Investment Related/Harrisburg, PA/0 HRS/MO 4. 04/01/2013/Seagraves Financial Group, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Lombard , IL/0 HRS/MO 5. 4/1/2013/Marilyn Seagraves/Seagraves Financial Group/DBA for LPL Business (entity for LPL business)/Investment Related/Oak Brook, IL/0 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-05 |
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