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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-30 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1-TO SERVE AS A MEMBER OF THE USC ATHLETICS BOARD OF COUNSELORS. 2-TROJAN BOARD OF DIRECTORS USC ATHLETIC DEPARTMENT. 3) Sean Kennally Separate Property Trust , Yes, Pasadena, CA. 91101, Rental, Employee, sole owner of the property, 06/1991, During business hours 0, After business hours 1, Primary residence and two rented apartment units
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1980-03-26 |
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