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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-01-31 |
| TX | RA | APPROVED_RES | 2022-12-13 |
Branch Locations
2762 Electric Road, Suite B1, Roanoke, VA 24018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Malden | MA | 10/2004 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 10/2004 | 01/2023 |
1) AAG PROPERTIES, 2762 ELECTRIC ROAD SUITE B ROANOKE VA 24018, 11/2015, Owner, Real Estate, 2 HR/MO 0 HR/MO TRADING 2) ANDRE MONSOUR, 2762 ELECTRIC ROAD ROANOKE VA 24018, 11/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 1 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 4) MONSOUR ASSET MANAGEMENT, 2762 ELECTRIC ROAD ROANOKE VA 24018, 11/2022, USING A TRADE NAME/DBA, 120 HR/MO - 120 HR/MO TRADING 5) MONSOUR EQUITIES, LLC, 2762 ELECTRIC ROAD, ROANOKE VA, 12/2022, OWNER, USING A TRADE NAME/DBA FOR FINANCIAL SERVICES, INV REL, 2 HR/MO - 2 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-31 |
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