Robert Joseph Waldele

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America,N.A.
  New York, NY

Other Businesses

I*129842 For profit or not for profit: Non-Profit Organization Name of outside business organization: Shrine of St. Joseph Investment related: Y Address of business: Stirling, New Jersey 07980 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 2/12/2020 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Asked to use my background in finance to for an advisory and counseling role. FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE WALDELE FAMILY FOUNDATION DISCLOSURE ID: 70817 INVESTMENT RELATED: N ADDRESS OF BUSINESS: STIRLING, NEW JERSEY 07980 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/28/2000 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THE ENTITY WAS SET UP TO MANAGE MY FAMILY'S CHARITABLE PLANNING AND GIVING. MY RESPONSIBILITY AS PRESIDENT IS TO OVERSEE THE ANNUAL CHARITABLE GRANTS. I*41073 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRI-COUNTY SCHOLARSHIP FUND TCSF INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARSIPPANY, NEW JERSEY 07054 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/1/2011 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDES SCHOLARSHIPS TO HIGH SCHOOL STUDENTS TO GO TO CATHOLIC SCHOOL I*109881 For profit or not for profit: Non-Profit Organization Name of outside business organization: Mount St. Mary Academy Investment related: N Address of business: Watchung, New Jersey 07069 Nature of business: Other,Private school Position, title, association: Advisory Board Member, Start date of relationship: 10/26/2017 Number of hours devoted: 6 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Mount St. Mary Academy is a four-year private high school for girls located in Watchung, New Jersey. It is located in the Roman Catholic Diocese of Metuchen, the school operates independently of the Diocese. An advisory and counseling role.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-19
• S63 Uniform Securities Agent State Law Examination
  1982-02-03

Other Names

• Robert J Waldele