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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory B. Spicer | Red Bank | NJ | 03/1980 | Present |
| Cadaret, Grant & Co., Inc. | Red Bank | NJ | 11/1992 | 08/2018 |
| Lpl Financial Llc | Red Bank | NJ | 08/2018 | Present |
1)08/10/2018 - Wellesley Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/1984 2) 08/10/2018 - Coordinated Insurance Agency, Inc. - Insurance Agency - Owner - inv rel - at reported business location(s) - start: 11/1986 - 1 hr/mth 3) 08/10/2018 - Wellesley Financial Planners - Tax Prep/Accounting/CPA - inv rel - at reported business location(s - start: 03/1980 4) 08/10/2018 - Building for Tower Video - Real Estate Rental - Joint Owner - inv rel - Tinton Falls, NJ - start: 05/1989 5) 08/10/2018 - TOWER VIDEO, INC - Business Owner - non-inv rel - Fairhaven, NJ
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-05-01 |
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